-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3EiGSMAnOvuoi/yCdd/nJ3aAfac+WVvVX0w24J3BUbg/9nX909j5A0mAo1tebH3 gOl1EESa8pqiTncho1CBEQ== 0001193125-06-128083.txt : 20060612 0001193125-06-128083.hdr.sgml : 20060612 20060612125804 ACCESSION NUMBER: 0001193125-06-128083 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060612 DATE AS OF CHANGE: 20060612 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US HOME SYSTEMS INC CENTRAL INDEX KEY: 0000844789 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 752922239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42309 FILM NUMBER: 06899096 BUSINESS ADDRESS: STREET 1: 750 STATE HIGHWAY 121 BYPASS STREET 2: SUITE 170 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 2144886300 MAIL ADDRESS: STREET 1: 750 STATE HIGHWAY 121 BYPASS STREET 2: STE 170 CITY: LEWISVILLE STATE: TX ZIP: 75067 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SWS GROUP INC CENTRAL INDEX KEY: 0000878520 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 752040825 STATE OF INCORPORATION: DE FISCAL YEAR END: 0625 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 BUSINESS PHONE: 2146511800 MAIL ADDRESS: STREET 1: SUITE 3500 STREET 2: 1201 ELM STREET CITY: DALLAS STATE: TX ZIP: 75270 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHWEST SECURITIES GROUP INC DATE OF NAME CHANGE: 19930328 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

U. S. Home Systems, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

 

 

90335C100

                                (CUSIP Number)                                

June 7, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

  1.  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)

    
   

            SWS Group, Inc.

            75-2040825

    
  2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)  
  (a)  ¨  
    (b)  ¨    
  3.   SEC USE ONLY  
         
  4.   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Delaware    
    5.    SOLE VOTING POWER
 
                  357,154
    6.    SHARED VOTING POWER
 
                  -0-
    7.    SOLE DISPOSITIVE POWER
 
                  357,154
    8.    SHARE DISPOSITIVE POWER
 
                  -0-
  9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                357,154    
10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                4%    
12.   TYPE OF REPORTING PERSON  
                CO    

 

Item 1.           
  Item 1(a)    Name of Issuer:      
     U.S. Home Systems, Inc.      
 

Item 1(b)

    Address of Issuer’s Principal Executive Offices:      
    

750 State Highway 121, Suite 170

Lewisville, Texas 75067

      
Item 2.           
 

Item 2 (a)

    Name of Person Filing:      
     SWS Group, Inc.      
 

Item 2 (b)

    Address of principal business office or, if none, residence:      
    

1201 Elm Street, Suite 3500

Dallas, Texas 75270

      
 

Item 2 (c)

    Citizenship or place of Organization:      
     Delaware      
 

Item 2 (d)

    Title of class of securities:      
     Common Stock      
 

Item 2 (e)

    CUSIP No.:      
     90335C100      
Item 3.   If this statement is filed pursuant to Rule 13d-1 (b) or Rule 13d-2 (b) or (c), check whether the person filing is a:   
  (a)-(j)    Not Applicable.      
  If this statement is filed pursuant to Rule 13d-1(c), check this box  x      

Item 4.   Ownership.      
  Item 4 (a)    Amount beneficially owned:      
     357,154      
  Item 4 (b)    Percent of class:      
     4%      
     The calculation of the percentage of beneficial ownership of U.S. Home Systems, Inc. common stock is based upon 8,044,044 shares outstanding on March 31, 2006, as reported in the most recent Quarterly Report on Form 10-Q, filed May 11, 2006.      
  Item 4 (c)    Number of shares as to which the person has:      
     (i)    Sole power to vote or to direct the vote:      
        357,154      
     (ii)    Shared power to vote or to direct the vote:      
        -0-      
     (iii)    Sole power to dispose or to direct the disposition of:      
        357,154      
     (iv)    Shared power to dispose or to direct the disposition:      
        -0-      
Item 5.   Ownership of Five Percent or Less of a Class.   
  If this statement is being filed to report the fact that as of the date here of the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following.     x   
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.      
  Not Applicable.      
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
  Not Applicable.
Item 8.   Identification and Classification of members of the Group.      
  Not Applicable.      
Item 9.   Notice of Dissolution of a Group.      
  Not Applicable.      
Item 10.   Certifications.      
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

SWS GROUP, INC.
Date: June 8, 2006
By:  

/s/ Donald W. Hultgren

Name:   Donald W. Hultgren
Title:   Chief Executive Officer
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